Sending an e-mail through this web site does not create an attorney-client relationship. You should not send us any information through this web site that you would want treated confidentially.

Rule 15c2-11 Requires Broker-Dealers to Review Certain Information About an Issuer Before Quoting Securities in the OTC Market No-Action Letter Extends Existing Relief for Fixed Income Securities ...

Final Regulations “Sharpen and Enhance” CFIUS’s Procedures and Authorities with Respect to Information Requests, Negotiation of Mitigation Terms, and Imposition of Civil Monetary Penalties ...

Sending an e-mail through this web site does not create an attorney-client relationship. You should not send us any information through this web site that you would want treated confidentially.

SEC Enforcement Results for Fiscal Year 2024 Show Significant Drop in Enforcement Actions Although Financial Remedies Reach Historic High ...

In Connection with a Forbearance Agreement, the Delaware Court of Chancery Finds Directors Liable for Breaching Their Duty of Loyalty and Creditors Liable for Aiding and Abetting Those Breaches ...

Court Holds that the SEC’s Effort to Significantly Broaden the “Dealer” Definition Exceeded Its Statutory Authority ...

Covered Large-Scale International Data Transfers Would Be Prohibited or Restricted; Comments Due by November 29, 2024 ...

IAIS Concludes that a U.S. Aggregation Method Can Be Implemented in a Manner that Produces Comparable Outcomes to the International Capital Standard ...

FCA Publishes Additional Guidance on Identifying Inside Information and Communicating with Shareholders ...

FTX Trading and its affiliates in their Chapter 11 cases Deerfield Management in the Chapter 11 cases of Invitae Corp., Sientra Inc., Nanostring Technologies, Pipeline Health Systems, Mallinckrodt plc ...

Colin’s work on derivatives and foreign exchange matters has included the development of path breaking derivatives products and transactions, providing regulatory guidance and updates to trade ...