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Think Advisor
7 小时
Robinhood to Give Investors Access to Futures, Index Options
Beyond the expansion into futures trading and index options, Robinhood also is rolling out a browser-based trading platform ...
Think Advisor
11 小时
10 Do's and Don'ts for Fall Prospecting
Financial professionals are always on stage, and every encounter with a client or prospect could be an opportunity.
Think Advisor
1 天
Tax-Smart Portfolio Moves for the End of 2024
The wash sale rule says that in 30 days before or after selling a holding at a loss, the investor cannot purchase the ...
Think Advisor
1 天
Citadel Securities to Pay $1M Over CAT Reporting Failures
The Financial Industry Regulatory Authority has fined Citadel Securities $1 million for failing to timely and/or accurately ...
Think Advisor
1 天
Pathstone to Acquire $45B UHNW Specialist Firm Hall Capital
The partner-owned advisory firm Pathstone has agreed to acquire Hall Capital Partners, a specialist ultra-high-net-worth ...
Think Advisor
1 天
Why Monte Carlo Is 'Pretty Terrible' for Analyzing Annuities
Traditional statistical analyses fall short in showing how annuities affect financial plans, Derek Tharp says.
Think Advisor
1 天
Affluent 'Advice Seekers' Want One Advisor but Seek Better Options: Cerulli
"A key takeaway for platform providers is that the next generation of affluent clients, represented by Advice Seekers, have a ...
Think Advisor
1 天
Ex-Ameriprise Broker Sanctioned Over Leveraged ETFs
The alleged misconduct involved investments in leveraged ETFs, or non-traditional exchange-traded products, which seek to ...
Think Advisor
1 天
Osaic Hires CFO From Thomson Reuters
Britt takes over from Osaic's previous CFO, Jon Frojen, who has decided to step down after nearly five years with the firm.
Think Advisor
1 天
XYPN Unveils 'New Path to Independence' via Corporate Affiliation Model
Dubbed Sapphire, the offering provides fee-only advisors with technology, support and resources without an asset minimum.
Think Advisor
1 天
9 State Tax Ballot Measures to Watch in November
Twenty-one tax-related measures are on states ballots this November, giving voters an opportunity to decide important ...
Think Advisor
1 天
Morgan Stanley Shares Jump on Windfall From Trading, Banking
Morgan Stanley traders and bankers joined the rest of their Wall Street rivals in posting better-than-expected revenue, ...
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