Choosing which broker-dealer to affiliate with is one of the biggest decisions you'll make as an independent financial advisor. The right broker-dealer will provide the technology, platforms and ...

Broker-dealers face a stagnant rep pool, shrinking margins and the choke hold of regulators. But it's been a boon to the biggest consolidators.

Agilitas Commercial Finance Group Limited (ACFGL) has launched as an independent commercial finance brokerage, offering ...

A broker dealer who acts independently of any external employer is an independent securities or investment dealer. Nevertheless, independent broker dealers are able to earn higher commission rates and ...

Over the last year, we have ranked registered investment advisories, independent broker-dealers, the top young brokers and more. Additionally, we've shined a light on the work our rising stars are ...

Advisors who are considering breaking away should know that in our sample, RIAs and Independent Broker/Dealers were most likely to have an MBA. This is consistent with the understanding that when ...

New rules addressing the clearing firms of independent broker-dealers could bring real pain to smaller entities. Traders spoke with Wall Street Access about the new hurdles that await independent ...

“For retail and independent brokers, the outlook is stable, which reflects the enduring demand for advice and the companies’ flexible compensation structures,” it said. However, some of this strength ...

Independent specialist insurance and reinsurance broker Miller has reported total revenues of £271 million for the full year ...