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Think Advisor
1 天
Expect Secure 3.0 and a Major Tax Bill Next Year
Next year, there will be “an even more intense need for pay-fors because in order to extend the individual tax rates that are ...
Think Advisor
1 天
529 Plan to Roth IRA Rollovers: Big Promises, Big Unanswered Questions
Among the most-discussed provisions of the Secure 2.0 Act passed in 2022 involved the ability to roll over funds from 529 ...
Think Advisor
1 天
Court Limits FINRA's Power to Expel Brokerages
Brian Barnes, Alpine’s attorney, has called FINRA an “unaccountable enforcer of federal law” that acts like a government ...
Think Advisor
1 天
Schwab Eyes Spot Crypto Trading Once Regulations Change
Schwab is facing a leadership change at the start of the year as Walt Bettinger cedes the CEO role to Wurster. Bettinger ...
Think Advisor
1 天
Best & Worst Wealth Firms for Digital Experience: J.D. Power, 2024
Transactional capabilities and modern design aesthetics are not enough to satisfy clients, the research group finds.
Think Advisor
1 天
BofA Private Bank Nabs $7B Advisor Duo in Florida
Woodward Middleton, a Southeast Florida market executive at Bank of America Private Bank, said in a statement that the hires ...
Think Advisor
2 天
Bill Hwang Sentenced to 18 Years in Prison in $36B Family Office Case
Hwang, 60, was sentenced Wednesday by U.S. District Judge Alvin Hellerstein in New York. The prison term was slightly lower ...
Think Advisor
2 天
Passive Investing Could Crash the Market, Swiss Re Institute Analysts Warn
"The total value of passive fund assets surpassed actively managed assets for the first time this year," according to the ...
Think Advisor
2 天
Know These New Retirement Planning Rules for 2024 and Beyond
The rules of required minimum distributions can be confusing, even for professionals. In the past few years, lawmakers and ...
Think Advisor
3 天
Manulife's John Hancock Reinsurance Deal Includes $1.9B LTCI Block
But the fact that the deal included policies other than LTCI policies may also confirm the observation of Ameriprise ...
Think Advisor
2 天
SEC Chair Gensler to Step Down
The Securities and Exchange Commission says Chair Gary Gensler will leave his post on Jan. 20, when Donald Trump will begin ...
Think Advisor
2 天
Schwab Reviewing Advisor Network Referral Fees
Charles Schwab is reviewing advisor participation fees within the Schwab Advisor Network client referral program, a ...
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