2024年10月7日 · This page lists recent SEC trading suspensions. The federal securities laws allow the SEC to suspend trading in any stock for up to ten trading days when the SEC determines that a trading suspension is required in the public interest and for the protection of …

2022年6月2日 · Suspended trading occurs when the U.S. Securities and Exchange Commission (SEC) intervenes in the market to halt trading activity due to serious concerns about a company’s assets, operations,...

Thousands of stocks trade every day in U.S. securities markets and most trading takes place without interruption—but sometimes a stock may be subject to a short-term trading halt, trading delay or longer-term trading suspensions. Learn the difference between a halt, delay and suspension and what happens when one occurs.

Each trading day, Nasdaq publishes a list of Nasdaq issues that are pending suspension or delisting. An issue will appear on this list the first trading day after the issuer provides Nasdaq...

2024年5月15日 · Stock suspensions occur when the SEC intervenes to stop trading on a particular stock. Though it can invite speculation, a suspension is a measure taken to protect the public from more than just monetary loss—it’s about ensuring trust in the system.

The federal securities laws generally allow the SEC to suspend trading in any stock for up to ten business days. This bulletin answers some of the typical questions we receive from investors about trading suspensions.

2023年6月28日 · A trading halt is a market event in which the trading of a particular asset or an entire stock exchange is temporarily suspended, whereas a trading restriction is a trading limitation enforced by the Securities Exchange Commission (SEC) and/or investing brokerages that prevent investors from participating in frequent and short-term trading ...

2022年6月29日 · Suspended trading is when the Securities and Exchange Commission (SEC), halts trading in a specific security for a period of time. Trading can be suspended by the SEC for up to 10 business days.

2011年6月7日 · For information on Trading Suspensions please read our investor bulletin “ Trading Suspensions. This document answers some of the typical questions that the U.S. SEC receives from investors about trading suspensions..

The SEC suspends trading in a stock for two basic reasons: the company is a delinquent filer, or fraud is suspected. Delinquent filers are SEC-registered companies that have failed to submit required annual and quarterly financial reports.