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SEC Rulemaking The SEC engages in rulemaking through a transparent process guided by the Administrative Procedure Act and informed by public comment. Members of the public are …
Search Filings - SEC.gov
2024年7月2日 · A search engine to find Central Index Key numbers assigned by the SEC to corporate or individual filers. Public Dissemination Service (PDS) An option to subscribe to a …
About - SEC.gov
2024年6月29日 · The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC has up to five Commissioners appointed by …
SEC Charges Three Senior Executives in Two Actions Alleging …
2024年11月20日 · The SEC’s ongoing investigation regarding Adani Green is being conducted by Nicholas Karasimas, Stewart Gilson, Christopher M. Colorado, and Alison Conn of the New …
Contact the SEC - SEC.gov
Careers with the SEC. Careers and Recruitment; Comment on Proposed Rules . How to Submit Comments – [email protected] ; Contracting with the SEC. Contracting — Doing …
Mission - SEC.gov
At the Securities and Exchange Commission (SEC), we work together to make a positive impact on the U.S. economy, our capital markets, and people’s lives. Since our founding in 1934 at …
Newsroom - SEC.gov
2024年11月22日 · The Office of Public Affairs maintains SEC.gov and the agency's intranet with the ultimate goal of keeping the SEC transparent, relatable and accountable to taxpayers and …
Investment Adviser Statistics - SEC.gov
2024年5月15日 · SEC-Registered Investment Advisers 0.997% Year-over-Year Change. This visualization relies on registration ...
Company Search - SEC.gov
2010年2月11日 · The SEC does not require companies that are raising less than $1 million under Rule 504 of Regulation D to be "registered" with the SEC, but these companies are required to …
SEC Commissioners
SEC Commissioners Sept. 17, 2013 The Securities and Exchange Commission has five Commissioners who are appointed by the President of the United States with the advice and …